-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IroGWo4PJ3JS01ayVWix8H+rvghNkBISWWarwlBinqRcaziYX4n8WKCPdrz/Yjm5 uHCDilixwjgS0ZoPqkXZXw== 0000950134-00-001144.txt : 20000215 0000950134-00-001144.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950134-00-001144 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LENNOX INTERNATIONAL INC CENTRAL INDEX KEY: 0001069202 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 420991521 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-56671 FILM NUMBER: 539285 BUSINESS ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 BUSINESS PHONE: 9724975440 MAIL ADDRESS: STREET 1: LENNOX INTERNATIONAL STREET 2: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORRIS ROBERT W CENTRAL INDEX KEY: 0001105986 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2100 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 SC 13G 1 SCHEDULE 13G - ROBERT NORRIS 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934* LENNOX INTERNATIONAL, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 526107107 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 2 - ------------------- ----------------- CUSIP NO. 526107107 13 G PAGE 2 OF 5 PAGES - ------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert Norris - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,812,789 shares NUMBER OF ----------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 643,500 shares EACH ----------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 1,812,789 shares ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 643,500 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,456,289 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 3 STATEMENT ON SCHEDULE 13G This statement on Schedule 13G relates to the common stock, par value $.01 per share ("Common Stock"), of Lennox International Inc., a Delaware corporation (the "Company"), and is filed by Robert Norris ("Mr. Norris"). Mr. Norris holds directly (as to 30,756 shares) and indirectly (as to 2,298,483) or is deemed to hold pursuant to immediately exercisable stock options (as to 127,050 shares) the shares of Common Stock reported as beneficially owned in this statement. ITEM 1. NAME OF ISSUER. (a) The name of the issuer is Lennox International Inc. (b) The address of the principal executive offices of the issuer is 2140 Lake Park Blvd., Richardson, TX 75080. ITEM 2. NAME OF PERSON FILING. (a) This statement on Schedule 13G is filed by Robert Norris. (b) The address of the principal business of Mr. Norris is c/o Lennox International Inc., 2140 Lake Park Blvd., Richardson, TX 75080. (c) Mr. Norris is a United States citizen. (d) The class of securities to which this statement relates is the Common Stock of the Company. (e) The CUSIP number for the Common Stock is 526107107. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: This item is inapplicable. ITEM 4. OWNERSHIP. (a) Amount beneficially owned as of December 31, 1999: 2,456,289 shares (b) Percent of class as of December 31, 1999: 5.4% Page 3 of 5 4 (c) Number of shares as to which the reporting person has: (i) sole power to vote or direct the vote: 1,812,789 (ii) shared power to vote or direct the vote: 643,500 (iii) sole power to dispose or to direct the disposition of: 1,812,789 (iv) shared power to dispose or to direct the disposition of: 643,500 The number of shares of Common Stock beneficially owned by Mr. Norris includes 127,050 shares that are subject to immediately exercisable stock options. Although Mr. Norris currently does not have the right to vote or dispose of these shares, it is deemed to be the beneficial owner thereof pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. This item is inapplicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. This item is inapplicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. This item is inapplicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. This item is inapplicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. This item is inapplicable. ITEM 10. CERTIFICATION. This item is inapplicable. Page 4 of 5 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 2000 /s/ Robert W. Norris ---------------------------------- Robert W. Norris Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----